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48 pages 1 hour read

Stephen Greenblatt

The Swerve: How the World Became Modern

Nonfiction | Book | Adult | Published in 2011

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Preface-Chapter 4Chapter Summaries & Analyses

Preface Summary

While a student at Yale, author Stephen Greenblatt idly picks up a copy of Lucretius’ ancient poem On the Nature of Things (De rerum natura) and finds himself captivated. Later, he studies the classical poem in its original Latin but realizes that, even in translation, the verses are well worth reading: “though it is certainly preferable to read these works in their original languages, it is misguided to insist that there is no real access to them otherwise” (3).

Greenblatt’s mother obsesses over fear that she will die young, and this troubles him as a youth. Lucretius’ poem, a meditation on the fear of death, strikes a chord: “art always penetrates the particular fissures in one’s psychic life” (3). The universe, to Lucretius, is made of atoms that combine and recombine without purpose, rearranging themselves by chance or “swerve.” Thus, humans should “conquer their fears, accept the fact that they themselves and all the things they encounter are transitory, and embrace the beauty and the pleasure of the world” (6).

By sheer chance, the long-lost On the Nature of Things, is rediscovered. Its surprisingly modern viewpoint alters history: “the culture in the wake of antiquity that best epitomized the Lucretian embrace of beauty and pleasure and propelled it forward as a legitimate and worthy human pursuit was that of the Renaissance” (8). The arts, science, etiquette, clothing, language, and design all are influenced by the rediscovered poem: “it became increasingly possible to turn away from a preoccupation with angels and demons and immaterial causes and to focus instead on things in this world” (10).

“One poem by itself was certainly not responsible for an entire intellectual, moral, and social transformation” (11), but “behind that one moment was the arrest and imprisonment of a pope, the burning of heretics, and a great culturewide explosion of interest in pagan antiquity” (13). 

Chapter 1 Summary: “The Book Hunter”

Poggio’s clothing and bearing don’t fit the norm for southern Germany in 1417 because they fail to identify his role and status, and one’s social position is all important. Poggio’s self-appointed task is to search for old and musty books hundreds of years old; this puzzles people he meets.

For one thing, the late Middle Ages is a hierarchical time when nearly everyone is a subject to someone else higher in station. “Independence and self-reliance had no cultural purchase; indeed, they could scarcely be conceived, let alone prized” (16).

For another, “[i]n a culture with very limited literacy, to be interested in books was already an oddity” (17). Secretary to a pope recently overthrown, Poggio is without an employer and needs cash. He does not, however, try to find work among the nobles and clerics. “What he did instead was to go book-hunting” (22). 

Chapter 2 Summary: “The Moment of Discovery”

In 1330, Petrarch discovers the History of Rome by Titus Livius (or “Livy”), and the search for lost classical texts begins. This quest launches a new branch of learning, the “humanities,” whose scholars pore over the ancient words, which often mention obscure tomes; the “humanists” realize that many more works remain to be found (23).

Most old books are in monasteries where—according to the sixth-century Benedictine Rule—monks are expected to be literate and spend time each day reading. Debate is forbidden, in contrast to the ancient Greek and Roman academies, which were “places that had thrived upon the spirit of contradiction and cultivated a restless, wide-ranging curiosity” (28).

Nevertheless, reading requires that books be available. Sixth-century wars kill off the book industry, and monasteries must learn to make parchment and copy books; monks “became the principal readers, librarians, book preservers, and book producers of the Western world” (29).

Humanists scour the libraries of Italy and soon travel to remote, and sometimes nearly inaccessible, corners of Switzerland and Germany in search of more finds. The monasteries are skeptical of outsiders and reluctant to part with their ancient manuscripts. Many tomes they protect with elaborate curses: for a book thief, “[l]et him be struck with palsy [...] Let bookworms gnaw his entrails [...] let the flames of Hell consume him forever” (30).

Poggio, though not a cleric, has deep knowledge of ancient Latin texts, “long service in the papal curia” (31), and great charm. An excellent scribe with beautiful handwriting and efficient accuracy, Poggio can, if necessary, copy manuscripts “on the spot” (33).

Poggio’s friend and fellow scriptor, Bartolomeo de Aragazzi, accompanies him on several book-hunting trips. They also compete in the book-hunting game, and soon they go their separate ways in search of finds they can claim as their own.

Though the papyrus scroll has long been replaced by the “codex,” or manuscript made of pages—which provides a much easier method of searching within books—copying onto animal-skin parchment remains a laborious process of scraping away fur, etching lines, and inking in the words. The finest, whitest skins become “uterine vellum, from the skins of aborted calves” (40), reserved for the most important books to be copied.

Monks are to reproduce texts exactly as they find them, with no editing or correcting. The less they think about the words, the better.

Parchment is long-lasting but costly; thus, some works survive for centuries while others are erased and the parchment reused. Now and then, an obliterated ancient text can still be read beneath the newer words; these “palimpsests,” “from the Greek for ‘scraped again’” (43), have provided modern researchers with works that otherwise would have been lost.

Poggio would likely have traveled to central Germany’s Abbey of Fulda, a powerful and fortress-like monastery renowned for its great library. Here or elsewhere he begins to locate ancient texts long forgotten: poems by Silius Italicus and Marcus Manilius; works by critics, a grammarian, and the historian Ammianus Marcellinus; and Lucretius’ beautiful 50 BCE poem On the Nature of Things, which Poggio’s scribe promptly copies. “What is not clear is whether he had any intimation at all that he was releasing a book that would help in time to dismantle his entire world” (50).

Chapter 3 Summary: “In Search of Lucretius”

Lucretius’ poem is, as Cicero puts it, “rich in brilliant genius” (51), and it is referenced many times by other Roman greats such as Ovid and Virgil. Yet Lucretius himself remains largely unknown. Saint Jerome mentions him, with some bias, as a sex-maddened, suicidal writer edited by Cicero; beyond that, no biographical information has surfaced.

Italy’s Mount Vesuvius erupts in 79 CE, burying the coastal town of Herculaneum under several feet of ash. The town is rediscovered in the 1700s; excavators find a well-preserved country home, the Villa of the Papyri, with a large library of book scrolls. Such libraries are common among the Roman wealthy, who have acquired the Greek taste for literature. Fragments of Lucretius’ poem are found among the villa’s scrolls.

For Romans, a high point of culture is discourse and conversation, friendly rather than doctrinal or quarrelsome, and “always allowing room for alternative views” (70). These people “lacked a fixed repertory of beliefs and practices reinforced by what was said to be the divine will. They were men and women whose lives were unusually free of the dictates of the gods (or their priests)” (71). Many adhere to the views of Lucretius’ favorite philosopher, Epicurus.

Epicurus believes that all things are made up of infinitesimally small atoms, which combine and recombine to form all the larger things of this world, from tiny flies to the sun and moon. Celestial objects, in turn, are not “divine beings who shape our destiny for good or ill, nor do they move through the void under the guidance of gods: they are simply part of the natural order” (74). Furthermore, “there is a hidden natural explanation for everything that alarms or eludes you” (74). From this viewpoint, fear of punishment by the gods, now or in the afterlife, fades away.

Critics complain that the Epicurean view doesn’t much help with the fear of dying. “What the Greek philosopher offered,” however, “was not help in dying but help in living” (76). Once freed from superstition, Epicurus claims, you can pursue pleasure. Critics decry the debauchery this must entail, but Epicurus lives simply. “‘Send me a pot of cheese,’ he wrote once to a friend, ‘that, when I like, I may fare sumptuously.’ So much for the alleged abundance of his table” (77). True pleasure, according to Epicurus’ disciple Philodemus, comes from “living prudently and honourably and justly [...] courageously and temperately and magnanimously [...] making friends, and [...] being philanthropic” (77).

Because the Epicurean philosophy lacks piety, it is condemned by most pagans, Jews, and Christians, who portray Epicurus as a degenerate. Still, the wealthy and powerful, such as those living in Herculaneum, are drawn to a philosophy that offers a reprieve from the stress of politics and worldly pursuits. 

Chapter 4 Summary: “The Teeth of Time”

Most of the written works of ancient Greeks and Romans have disappeared. Of 1,430 poems cited by fifth-century editor Stobaeus, all but 315 are lost. Nearly all of the 1,000 works of Epicurus and his chief philosophical rival, the Stoic Chrysippus, have vanished. Rain, fire, and pests are the chief culprits, but simple, daily usage also takes its toll.

Authors are paid by wealthy patrons, who then arrange for the copying and selling of the books. In Rome, copyists, or librari, are often slaves; scribes, or scribae, are freemen who “worked as archivists, government bureaucrats, and personal secretaries” (85). Despite the laborious process, book copies in the ancient world are not rare: “a well-trained slave reading a manuscript aloud to a roomful of well-trained scribes could produce masses of text”; over the centuries, “hundreds of thousands of copies” are sold (86).

The library in Alexandria, Egypt, along with its annex, the Serapeon, boasts a half-million scrolls from around the world, preserved in a spirit of open-mindedness. Many of the volumes are religious in nature, representing pagan, Jewish, and Christian beliefs. The sects live in tolerance for one another.

By 391 CE, the Roman Empire is largely Christian, and in that year, Emperor Theodosius bans pagan practices. A riot breaks out in Alexandria between Christians and pagans; the Alexandrian patriarch Theophilus directs Christians to break into the Serapeon, smash the statues, and take over the building for use as a church.

Some years later, Theophilus’ successor, Cyril, tries to banish the Jews from the city; during the riots that ensue, one of the library’s most eminent philosophers, Hypatia, is accused of witchcraft, dragged from her home, her skin torn off and her body burned. Ironically, “Cyril was eventually made a saint” (93).

The library falls into ruin; other libraries suffer neglect as the western Roman Empire slowly collapses; Germanic invaders, largely illiterate, have no use for the libraries in the villas and cities they conquer. 

Saint Jerome translates the Bible into the Latin Vulgate used by the Church for centuries. Jerome’s love for pagan literature—Cicero, Pliny, and the like—causes distress, and he swears off reading them, encouraging others to do the same. By the 500s, education is considered inferior to piety; learning leads to sin and must be abandoned by the faithful. Heresies, especially the Epicurean beliefs in pleasure, the soul’s mortality, and the absence of an afterlife, should be rejected. “Christians must refuse the invitation and understand that pleasure is a code name for vice” (102).

Instead, pain is glorified. “Jesus wept, but there were no verses that described him laughing or smiling, let alone pursuing pleasure” (105). For Christians, humans are inherently corrupt and deserve punishment: “it was only through this pain that a small number could find the narrow gate to salvation” (105). Self-punishment becomes atonement for sins.

Monasteries, “driven by the belief that redemption would only come through abasement” (106), inflict corporal punishment liberally. Acts of self-flagellation “were noted again and again as a distinctive mark of holiness” (108).

“Epicurus was dead and buried, almost all of his works destroyed” (109). Only by chance was a copy rediscovered.

Preface-Chapter 4 Analysis

The main thesis of The Swerve is that the recovery of a single ancient manuscript, On the Nature of Things by Lucretius, sets in motion a chain of events that lead directly to the full flowering of the Renaissance and the birth of modernity. It’s a daring assertion, and author Stephen Greenblatt carefully moderates it with a disclaimer: “One poem by itself was certainly not responsible for an entire intellectual, moral, and social transformation” (11).

However, Greenblatt believes the Lucretian manuscript has a singular effect on all who read its unconventional ideas, couched as they are in the sensual beauty of a masterful poem. To the elite who can acquire the text, its words beguile them with notions of life and the universe and religion far removed from what they have been taught by the church.

That difference has been the problem from the beginning. Even in ancient Rome, where most people pay homage to a pantheon of deities through rituals and traditions, the idea that all of that effort is a superstitious waste of time strikes many as disquieting, if not disrespectful. The enormous Roman Empire tolerates its subjects’ many and varied beliefs, and prominent citizens and officials are content merely to deplore and ridicule such groups as the Epicureans. Epicurus, for example, typically is misrepresented as favoring wanton self-indulgence.

This begrudging acceptance is a far cry from the absolute intolerance of the Catholic church that controls European religion in the centuries following the collapse of the empire. The church believes almost exactly the opposite of what Epicureans believe. Where the Catholics insist that God and Jesus constitute the central force of nature, Epicureans believe that nature unfolds under its own laws without interference from deities. Where the church teaches that salvation consists of penance through self-inflicted pain, the Epicureans believe there is no afterlife and that happiness in this life is the only worthwhile purpose.

Though both systems approve of good deeds and helping others, the other theological and ethical differences are too much for the church to bear. Fortunately for the clerics, Lucretius’ didactic poem vanishes for the thousand years of the Middle Ages and causes no trouble during that vast stretch of time. Unfortunately for the clerics, the poem reappears just as the church itself is riven by internal corruption and dissent, a crisis that will only worsen as the Renaissance progresses, until open warfare erupts in the years after Martin Luther launches his Protestant rebellion against Catholic authority.

Greenblatt argues, not that the Reformation is caused by the rediscovery of the Lucretian poem, but that the Renaissance itself—including its artistic and scientific innovations—is guided by the wisdom of the ancient Epicurean poem. That wisdom undermines the authority of the Vatican, whose influence begins to wane in the coming centuries at the same time that humanistic values of tolerance, curiosity, and the appreciation of joy in everyday things come to dominate the hearts and minds of people in the West.

Though he never says so directly, Greenblatt seems to imply that the Catholic church, with its medieval strictures against curiosity and initiative, holds back progress during the Middle Ages, and that it takes the rediscovery of ancient ideas to begin to move society forward again. Many of the Renaissance’s greatest lights, including Michel de Montaigne and Niccolò Machiavelli, deplore the state of their culture and long for the wisdom and elegance of an earlier age. Poggio’s search for the manuscripts of that wisdom contributes to the humanism that thrives today in the arts and sciences, where knowledge and skill continue to climb ever higher on a foundation of classical texts. 

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