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William H. McneillA modern alternative to SparkNotes and CliffsNotes, SuperSummary offers high-quality Study Guides with detailed chapter summaries and analysis of major themes, characters, and more.
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A more robust written record informs McNeill’s study of disease patterns starting from 500 B.C. By this time, civilization flourished along several well-known and fertile river basins, but there were general rules to the limits of their expansion, many of them explained by disease. In the ancient Middle East, literary sources such as the “Epic of Gilgamesh” and the Old Testament reference familiarity with society-altering diseases, though only through modern deduction may it be determined which those diseases were, and what the real-world context for them might have been. The Assyrian and Persian empires flourished well before the period described in this chapter, and with any such flourishing, “it follows that epidemic diseases of the sort that attracted the attention of biblical writers were neither severe nor frequent enough to threaten the fabric of civilized society with disruption” (97). In such stable civilized disease environments, once-epidemic disease patterns become more fragile “childhood diseases,” analogous (and sometimes identical) to such modern-day diseases as measles and chicken pox.
Geography made a critical difference in the spread of disease, and McNeill focuses on three distinct geographical areas. Early civilization in the floodplain of the Yellow river in China found temperate and hospitable conditions starting at around 600 B.C., and the semi-arid weather meant disease was kept to a minimum. By the time of the reign of Emperor Wu-ti (140-87 B.C.), the bureaucratic structures required to tame the unpredictable river also served to maintain a “macroparasitic” balance in politics and warfare.
By contrast, the more southerly Yangtse river was host to a greater microparasitic threat. McNeill explains:
In other words, almost a thousand years elapsed from the time when the taming of the Yellow River flood plain got seriously underway before comparable development took place in the valley of the Yangtze River (101-02).
Contemporary Chinese historiographers like Ssu-ma Ch’ien (145-87 B.C.) attested to this “disease barrier” from the south of which, McNeill assumes, diseases like malaria and dengue fever comprised a major part.
The Ganges in India posed problems like those of other near-equatorial tropical climates. “As compared to China, however, both the political and the intellectual structures that arose in the Ganges region before and after 500 B.C. remained unstable, and never were consolidated into an enduring whole,” writes McNeill (107). The southern “disease barrier” protected the Ganges region from northern invasion but came at the cost of more fragile social and political structures. McNeill speculates that the rigors of Hinduism and the caste system derived from this fragile social atmosphere and diminished material wealth of the people.
The network of cities that formed around the Aegean Sea created a different sort of caste system—one in which civilized “citizens” were insulated by land and sea barriers from the “barbarian” producers who worked the land. This network was secured by robust and variegated trade. McNeill states:
The more open Mediterranean pattern of trade, in which most ranks of society participated, allowed multiple urban centers to form, wherever an exportable surplus of oil or wine or other valued commodity could be produced (113).
This led to more political instability, as a heterogenous body of separate city-states claimed their own interests and independence. Frequent war resulted.
Hippocrates (460-377 B.C.) was among the first writers to trace the course of disease in ancient Greece. He describes disease patterns interpretively consistent with malaria, mumps, diphtheria, and tuberculosis, though little of the measles and smallpox that later ravaged Roman civilization. Geographically distinct regions within the Aegean network also made for varied disease climates. Nevertheless, Greek, Roman, and Carthaginian society flourished and grew—most notably through the vast campaigns of the 4-300s B.C. that seized far-flung foreign lands. Such disruption had a less well-recorded generational pushback, and by 200 B.C. there were reports of “abandoned villages and empty countrysides [sic]” (119).
In the cases of Chinese, Indian and Mediterranean pre-Christian civilization, population size per city made a difference in disease transmission, though only Roman and Han China documents give a good idea of population estimates. Within these city centers, occasional epidemics are recorded, but McNeill assumes that generally, a microparasitic balance was formed through herd immunity. The spread of disease from city centers out to less populated centers depended on speed of travel; disease did not carry well by land but quickly spread through the busy trade routes of shipping though the Aegean. As long trade routes became established, however, such as that between China and Syria, an accompanying infrastructure was left behind which better facilitated the spread of disease.
Still, such trade benefitted Roman merchants leading up to and past the beginning of the Christian Era such as to spark the growth of the Roman Empire. Two great Roman plagues are well-recorded, though the Antonine plague of A.D. 165-80 (repeated in A.D. 251 to 266) remains little understood. Contemporary doctor and writer Galen described the plague as a disease producing rashes and respiratory ailments—though his lens involved an outdated theory of medical humors which serve to obscure the nature of the disease to contemporary researchers. Its effect severely limited the impressive spread of Roman civilization up to that point.
During this time, Christianity rose as a meaningful alternative to Roman paganism. “Another advantage Christians enjoyed over pagans was that the teaching of their faith made life meaningful even amid sudden and surprising death,” writes McNeill (136). Later, Procopius would describe the plague of Justinian (542-43) with such exactitude that later researchers could identify it as bubonic, which corresponds to an increasing prevalence of rats brought over in ships from foreign military campaigns. McNeill cites the devastation of this cycle of disease added to Rome’s already attenuated infrastructure, as putting an end to the Empire.
In the years leading up to the spread of the bubonic plague in Europe, humans’ travel frequency increased among far-flung geographies and cultures. “The other source of systematic instability within the Eurasian world balance, as defined between 900 and 1200, was the possibility of further altering communications patterns, both by sea and land,” writes McNeill (162). According to McNeill, this set the stage for the spread of Pasteurella pestis—the bubonic plague (as well as other diseases).
By land, caravan trade and military routes increased along the steppe between the eastern and western halves of the Eurasian land mass. The Mongol empire, founded by Genghis Khan (1162-1227) and lasting into the 14th century, was adept at land travel. This increased travel came with stable infrastructure along routes and transformed the environment— particularly regarding the spread of pestilence among rodent populations wherever humans were found.
Scientific understanding of the way the bubonic plague spread was not fully known until it broke out in Manchuria in the late 19th century and quickly spread across the world. “This entire sequence of events from 1894 to 1921 occurred under the eyes of professionally sensitized medical teams whose job it was to find out how best to control plague,” McNeill explains (167). These teams quickly discovered rats and other rodents carried the plague, transferring it by flea bite to human hosts. The plague also spreads among human hosts through respiratory droplets; such spread is particularly deadly, which means disease transferred this way usually travels through a human population so as to burn itself out, as probably happened during the short-lived Roman-era Justinian Plague in the sixth century. By contrast, since the initial outbreak of plague in Europe in 1346, the disease has been in constant recurrence into the modern day. This sustained recurrence required an underlying infrastructure of rats and fleas.
How this sustained spread occurred is a matter of hypothesis. For many years, scholars believed Mongol tribes directly carried the plague across the steppe, but McNeill disputes this interpretation, noting the slower and more deliberate spread of the disease from China heading west from 1331:
The infection must then have travelled the caravan routes of Asia during the next fifteen years before reaching the Crimea in 1346; whereupon the bacillus took ship and proceeded to penetrate almost all of Europe and the Near East along routes radiating inward from seaports (175).
This slower spread pointed to stable populations of infected rodents establishing themselves in a westward pattern.
The result in Europe in the first two years of initial sign was devastating, killing an estimated one-third of the population, and in some cases annihilating small communities. This information is extrapolated from well-kept English records, which continue to be a potent source of information about the initial spread of the plague. As the disease maintained its grip on Europe over the course of the next two centuries, quarantine became a popular cultural practice; polarization between social classes was exacerbated and often resulted in violence. Thatched roofs and cotton clothing proved to be excellent carriers for fleas, stoking recurrences of infection. McNeill cites the time after the Great Fire of London in 1666—when many thatched roofs were replaced by tiles—as a time the plague receded in that city.
Other disease patterns emerged during the time of Pasturella pestis. Many diseases might have been ascribed to the generic term “plague” which were of a different strain, complicating analysis. Incidences of leprosy—another disease contemporary observers misidentified— significantly dropped during the period of plague, a phenomenon McNeill attributes to disease competition. After the plague receded, incidences of tuberculosis, typhus, and syphilis rose.
The political and cultural effects of the plague caused instability and a rise in documented anti-Semitism. Relaxation of standards may have contributed to the decline of the use of Latin as a European lingua franca, and painting took a turn to darker and more pessimistic themes. So too did the plague assist the movement of Christians from the rituals of the Catholic Church to the heterogenous practices of Protestantism. There is less written evidence of the result of the plague in other countries, but evidence shows that it hit Egypt and the Balkans especially hard and contributed to the diminution and collapse of the Mongol empire.
With the introduction of contemporary texts to McNeill’s extensive narrative, his job does not get any easier. Many references to diseases abound in the two millennium period from 500 B.C. to A.D. 1500 that describes the cradle of modern human political and social civilization covered in these chapters; however, those references do not conform to modern scientific classification, and often do a great deal to confound it. For instance, a major source of disease documentation comes from the old testament of the Christian Bible, but, “learned discussion of plague has, unfortunately, been clouded by uncritical acceptance of biblical references to epidemics as cases of plague” (140). The writings of recognized contemporary medical figures such as Galen are no better, as discussion of “humors” often did more to obscure the descriptions of a disease than to help identify it.
These chapters are devoted to the overlap of early developing civilizations and their mutual spread of epidemics. The third chapter focuses on three, principle Eurasian players—China, India and the Mediterranean—while the fourth chapter focuses on the way the vast reach and superior travel infrastructure of the Mongol Empire brought together their disease pools. Early in the lives of these civilizations, disease spread in discrete epidemics as with the two major plagues that bookended the fall of the Roman Empire. These plagues quickly burned through civilizations and did not remain long enough to be studied or described in much detail. Therefore, it was not only the swiftness and reach of travel, but an underlying infrastructure for travel that made possible the confluence of continent-wide disease pools.
Therefore, McNeill’s original thesis is that within Eurasia, land travel was far more important a factor in establishing endemicity of diseases (like the bubonic plague) than was sea travel, as had been assumed by historians before him. Sea travel is much more effective at transferring catastrophic epidemic, as McNeill demonstrates in the next chapters.