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50 pages 1 hour read

Michael Walzer

Just and Unjust Wars: A Moral Argument With Historical Illustrations

Nonfiction | Book | Adult | Published in 1976

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Part 2Chapter Summaries & Analyses

Part 2: “The Theory of Aggression”

Part 2, Chapter 4 Summary: “Law and Order in International Society”

Initiating war is a crime called aggression, and when attacked, people are justified in forcefully resisting in defense of their lives and rights. The most important moral judgments about war are grounded in the rights of individuals even though the justification for defense is based on the collective rights of territorial integrity and political sovereignty. Walzer believes boundaries must be respected even if they originated from unjust conflict.

This legalist paradigm, dubbed the theory of aggression, “first takes shape under the aegis of the domestic analogy” (61), in which the international order is compared to the civil one. Aggression, therefore, conjures images of murder and armed robbery. Walzer summarizes the theory in six propositions: First, an international society of independent states exists, and it is assumed that other states do not intervene in the internal affairs of such states. Second, this international society has a law that establishes the rights of territorial integrity and political sovereignty. Third, any use of force or imminent threat of force by one state against another is a criminal act. Fourth, such aggression justifies two types of violent response, one by the victim and the other by the victim and other states. Fifth, nothing but aggression can justify war. Finally, the aggressor state, once subdued, can be punished for starting the war (61-62).

Walzer explains that this theory presumes military resistance is the best option in response to aggression: Appeasement allows aggression to triumph and puts the international order at risk. He cites the historical examples of Czechoslovakia’s surrender to Nazi Germany and Finland’s resistance to Russian claims on its land. The Munich principle, or appeasement to prevent war, creates a system based on power, not rights. In contrast, the legalist paradigm assumes a pluralist world and defends rights. Walzer qualifies his argument to note that he is not claiming appeasement is never justified. However, moral sympathies and reason dictates resistance to aggression even if not seemingly prudent. Appeasement diminishes all. To demonstrate the acceptance of this moral code or legalist paradigm, Walzer cites Germany’s defense of the Franco-Prussian war. The Germans claimed that the war was defensive, but their goals were aggressive, as they were trying to annex Alsace-Lorraine. They spoke the language of the legal paradigm to justify their actions.

Part 2, Chapter 5 Summary: “Anticipations”

While states can defend themselves from imminent threats via preemptive strikes, it is necessary to “get the terms of the judgment right” (75). There is a wide spectrum of anticipation of an imminent threat to a distant or hypothetical danger. The latter would be a preventative war or one of choice, not necessity. Walzer cites and criticizes balance-of-power justifications as in this category: War is fought to ensure that no state gets enough power to dominate. The theory presumes that the balance of power preserves liberty and fighting early, before the balance tips too much, reduces the cost of defense (77). A state’s desire to augment its power, Walzer argues, does not justify war. There needs to be a more objective threat.

Walzer claims that the “line between legitimate and illegitimate first strikes is not going to be drawn at the point of imminent attack but at the point of sufficient threat” (81). This standard has some leeway, but it requires three factors: “a manifest intent to injure, a degree of active preparation that makes that intent a positive danger, and a general situation in which waiting, […] greatly magnifies the risk” (81). He cites Israel’s preemptive strike in the Six Day War with Egypt on June 5, 1967 as an example of a legitimate action. The previous month, the Egyptian government had put its troops on high alert and proceeded to place troops in a threatening position. The Egyptian president claimed that Israel had “no rightful existence” (82), and the Straights of Tiran were closed to Israeli shipping despite the world’s recognition of those straights as an international waterway. An economic blockade from the closure of the Straight would strain the Israeli defense system. Given this context and the imminent threat posed by Egypt, Israel was justified in striking first: The war had been started by the actions of the Egyptians. Walzer admits this formula is not foolproof, but it provides criteria that ensure moral judgment and restrictions on pre-emptive strikes.

Part 2, Chapter 6 Summary: “Interventions”

Even if a state does not have free institutions, it possesses the right of self-determination. Military intervention in the domestic affairs of a state is only allowed in three types of cases: large-scale military struggles for secession or national liberation, a war in which another foreign power has already intervened, and cases of extreme violations of human rights, such as massacres and enslavement (90). These exceptions allow for just wars that are not fought in self-defense. However, there is a heavy burden on the intervening state in these cases to prove intervention was necessary: The situations must be “radically different from what we take to be the general run of cases” (91).

Walzer cites the example of the Hungarian Revolution in 1849 against the Hapsburg Empire as one of national liberation. The British chose not to intervene on the side of the Hungarians, but John Stuart Mill, a noted political philosopher, argued for intervention. The Hapsburgs enlisted help from the Russians to put the revolution down. Walzer highlights the complexity of the choice with this case, noting that it is not easy to discern the correct ratio between virtue and prudence; a war between Britain and Russia had high risks. States must consider the dangers of intervention to themselves, the people their actions are supposed to benefit, and any others involved (95).

In a civil war, there are typically many factions. A state should, if it chooses, assist the established government until insurgents gain control over a substantial portion of the population and territory. At that point, foreign powers should remain neutral, as intervention cannot serve the cause of self-determination. Walzer points to American involvement in Vietnam as unjust for this reason. The South Vietnamese government, which the United States was supporting, had lost popular support and was illegitimate. In contrast, the Korean War was an example of counter-intervention. In such wars, the goal is not absolute victory but restoration of boundaries, and the outcome in civil wars should reflect the local alignment of forces.

There are often mixed motivations when states intervene on humanitarian grounds. Walzer cites American intervention in Cuba in response to Spain’s policy of forced resettlement during which thousands of Cubans died as motivated mainly by economic and strategic factors. The US did not grant the requests of the Cuban insurgents for recognition and simply replaced the Spanish forces. In contrast, the Indian invasion of Bangladesh in 1971 had a truly humanitarian motivation. Reacting to a massacre by the Pakistani government, Indian forces invaded, left the country quickly, and did not impose political control. Walzer stipulates that humanitarian intervention demands that the intervening state, “to some degree” (104), fight for the interests of the victims. Walzer concludes that the legalist paradigm must be revised to allow states to assist secessionist movements if they are representative of the people, balance the prior intervention of other powers, and rescue people whose human rights are threatened.

Part 2, Chapter 7 Summary: “War’s Ends, and the Importance of Winning”

A just cause implies a moral urgency to win, but Walzer notes this is difficult to define. Just wars have limits, and once those limits are reached, the fighting should cease. Even in the case of the unconditional surrender of Germany in World War II, there were limits: The Allies refused to negotiate with the Nazis and would not recognize Germany until victory was secured and a new regime was in place. However, the continued existence of a German nation was assumed, and the punishment of Germany was limited and temporary. Even so, Walzer argues that this case constitutes the outer limits of a just war and was justified only because the very nature of the Nazi regime threatened values of political independence and territorial integrity (114). Just wars cannot be crusades, aiming to create “new political orders” and “mass conversions” (114). The Nazis were at war with nations and the existence of peoples, and that alone allowed for the right of political reconstruction.

In most cases, unconditional surrender is not appropriate. Walzer cites the example of the Korean War. The United States entered that war in response to the invasion of South Korea. The stated goal was to drive the North Koreans from South Korea and restore the boundaries. Therefore, when the United States crossed that boundary and prolonged the war, it was a case of military hubris. The destruction of the North Korean regime was not justified as it did not present “a standing affront to the conscience” (119). Walzer argues that the legalist paradigm must be revised because the cost of continued fighting must be weighed against the value of punishing aggressors. The punishment of aggressor states, which is part of the legalist approach, is not a significant deterrent. It also extends the number of people exposed to coercion and risk and requires acts of conquest aimed at entire political communities (121). Just wars cannot eliminate illegal violence but can establish a better peace, making people less vulnerable. Walzer concludes that the ends of a war are shaped by the same rights that justify fighting, especially the right of nations to continued existence and territorial integrity.

Part 2 Analysis

In this section, Walzer focuses on the meaning of jus ad bellum: An aggressive war is a moral crime and, therefore, unjust. Yet such cases can be complex, and Walzer’s assumptions have been challenged by other scholars. For example, the Israeli case demonstrates that states do not necessarily have to wait until an enemy attacks if the threat is real. Obviously, there will be disagreement as to what constitutes the tipping point, and threatening behavior is subject to dispute. The onus is on the state launching the attack to defend its actions morally.

Along the same lines, Walzer accepts but modifies the principle of non-intervention. States have claims to territorial integrity and political sovereignty, yet Walzer expands the opportunities for just war beyond self-defense to accommodate the importance of human rights. Other scholars, such as Kimberly Hudson (Justice, Intervention, and Force in International Relations: Reassessing Just War Theory in the 21st Century, Routledge, 2009), argue that Walzer’s standard for humanitarian intervention is too high. He allows for such intervention only in cases where rights violations shock the conscience, such as massacres and enslavement. Hudson maintains that a state must earn the right of non-intervention by demonstrating its capability to govern and protect its citizens from harm. She would lower the threshold for humanitarian intervention to enable states to intervene for other human rights violations.

Walzer introduces the tension between winning a just war and conforming to the war convention in this section. His argument insists that all soldiers, whether fighting for a just or unjust cause, are morally bound by the war convention to fight justly. However, he acknowledges that there will be exceptions to this rule and develops criteria to justify these exceptions later in the book. Most of the time, Walzer notes, the claim of such an exception is exaggerated and not morally justified by the intervening state.

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