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63 pages 2 hours read

Barbara F. Walter

How Civil Wars Start: And How to Stop Them

Nonfiction | Book | Adult | Published in 2022

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Chapter 2Chapter Summaries & Analyses

Chapter 2 Summary: “The Rise of Factions”

Content Warning: The source text depicts acts of violence and other crimes associated with civil wars.

Walter discusses the funeral of Josip Tito, the former president of Yugoslavia. Tito is best known for ruling Yugoslavia, “which was a daunting cultural landscape, an amalgam of eight peoples, five languages, and three religions” (29), with an iron fist. To consolidate his power and maintain Communist party rule, Tito decided to divide Yugoslavia into six republics post-World War II: Croatia, Bosnia and Herzegovina, Macedonia, Montenegro, Slovenia, and Serbia. Serbia also included two autonomous provinces: Kosovo and Vojvodina.

To do this, however, he needed to weaken the political power of the Serbs, the largest ethnic group in the federated country. He dispersed this group throughout five of the republics, excluding Slovenia. At the national level, Tito gave the Serbs more political power compared to the other ethnic groups. Tito firmly believed in “brotherhood and unity” (30), crushing displays of religious and ethnic identities. Instead, he wanted Yugoslavs to coalesce around communism.

Tensions between different religious and ethnic identities broke out immediately after Tito’s death. Slobodan Milošević, a Communist party leader in Serbia, took advantage of the increasing divisions among Yugoslavs. He promoted nationalism. Over a period of several years, Milošević undermined Kosovo’s autonomy, put allies in government positions in Serbia, and took control of the police, media, and courts. Other republics in Yugoslavia wanted the country to switch to a multi-party system with elections. Milošević and his supporters resisted this idea. They wanted Serbs to rule all of Yugoslavia.

Walter uses Yugoslavia as a case study to highlight the dangers of factionalism. There are two components of factionalism. The first is that, rather than political parties being based on ideology, they are based on religious, ethnic, or racial identity. The second is that these parties exclude everyone outside of the particular identity.

Political scientists use a five-point scale to determine the level of factionalism in a country. Countries that have factional systems receive a score of 3. Milošević created a factional system because his political party was based strictly on ethnicity: He wanted Serbs to have political power at the expense of all other religious and ethnic identities in Yugoslavia.

Factions can sometimes turn into superfactions, which increases the threat of civil war even more. The urban-rural divide represents one of the greatest fault lines that emerge among superfactions. Walter uses the Serb attack on the Croatian city of Vukovar as one example. The Serb militias that attacked the city comprised people mainly from the surrounding countryside. These individuals only received news from Serb-controlled radios. As a result, they were more likely to hold nationalistic tendencies than those living in the city, who had greater exposure to different media outlets. Serbs and Croats continued to fight one another for four more years, with each group trying to cleanse “members of the other factions through mass deportations and murder” (44).

Walter emphasizes how ethnic entrepreneurs, who are concerned about their own political power, help factions emerge and grow. Milošević is an example of an ethnic entrepreneur. Countries that are facing unstable environments (i.e., they are moving toward or away from democracy) often have multiple ethnic entrepreneurs. These individuals can either work together to focus on the same extremist beliefs or against one another to cause further division. Their rhetoric, which often involves fearmongering, “confirm[s] and inflame[s] the beliefs of their supporters” (46).

Walter ends this chapter by discussing how “superfactions are increasingly a threat to stable democracies” (59). She uses India and Brazil as case studies to support this assertion. In these examples, the main ethnic entrepreneurs are the leaders of the countries: Prime Minister Narendra Modi of India and then-President Jair Bolsonaro of Brazil. Both pursue identity-based political agendas that favor one identity at the exclusion of others. They have also arrested opposition leaders and tightened their political power by attacking three key elements of democracy: freedom of association, freedom of speech, and fair and free elections

Chapter 2 Analysis

The title of the chapter, “The Rise of Factions,” reveals its primary aim: to show how extremists can use nationalism to mobilize ordinary citizens into believing civil wars are the only way to protect themselves and their culture. According to Walter, factionalism represents the second variable that best predicts civil wars (anocracy is the first, which Walter discusses in Chapter 1). Researchers analyzed nearly 500 civil wars from the last two centuries. The likelihood of civil wars doubles with the occurrence of these types of political parties. If a country is in the anocracy zone, the likelihood is even greater.

In this chapter, Walter continues to build on her theme that there are patterns and risk factors that predict where and when civils wars might break out. She emphasizes how factionalism emerges in predictable ways. First, ethnic entrepreneurs and their supporters—many of whom are initially elites—of a particular identity sense that they can exploit the political instability in their country. Often this instability derives from the government becoming weak or a demographic change. The change makes the group feel more vulnerable or reaffirms their grievances.

Second, the ethnic entrepreneur and their supporters start to encourage loyalty from other members of their group. This is done by rallying people around words and symbols related to their identity rather than policy issues. In doing so, ethnic entrepreneurs create personality cults. Ordinary citizens gradually start to feel that they are separate from individuals who are not part of their group.

Third, if the ethnic entrepreneur is already in a political office, they will use their political power to suppress other identities. This strategy increases tension and fear between different rival groups. These groups are now at a point where they start considering force to resolve issues within the country. If the ethnic entrepreneur is not in political power, they use fearmongering to create political parties that coalesce around an identity rather than policy issues.

Factionalism shifts ordinary citizens from caring about “the good of the country as a whole, to one in which they care only about members of their group” (38, emphasis added). To Walter, this shift is what makes factionalism so dangerous, particularly in situations where one group comprises between 40% and 60% of the population. In this situation, civil wars are especially likely, as was the case with Yugoslavia where Serbs represented nearly 40% of the country.

By presenting the patterns and risk factors that predict civil wars, Walter gestures toward several factors that can apply to the modern US. One factor is how superfactions exacerbate the urban-rural divide. Citizens who live in urban areas tend to be younger, more liberal, less religious, and more educated. As a result, they often embrace multiculturalism more readily than their rural counterparts, who often value tradition. The 2020 election is a good example of this divide. Rural and small-town voters overwhelmingly supported Republican candidates, whereas urban voters primarily supported Democratic candidates. Both Democrats and Republicans continue to worsen this divide by focusing on identity politics rather than actual policies.

Another example is the importance of a mouthpiece or ethnic entrepreneur in helping factions gain traction. In later chapters, Walter asserts that Trump is likely the greatest symbol of an ethnic entrepreneur in the US and that his methods are not unique. Like other ethnic entrepreneurs, including Modi and Bolsonaro, he created a personality cult, used anti-democratic methods to consolidate his power (e.g., attacking the media and free elections), spread populist lies, and ruthlessly attacked his opponents and critics. In doing all of this, he helped further the divide in the US between those in his group and those outside his group. People in his group felt increasingly vulnerable and suspicious of outsiders, which culminated in the attack on the US Capitol.

Walter also claims that “average citizens are often clear-eyed about ethnic entrepreneurs. They know these individuals have their own agenda and are not telling the whole truth” (46). Walter notes how many Serbs initially disliked Milošević, believing that he was simply power-hungry. Their opinions of him slowly changed as he continued to spread messages of fear. People started believing these messages, which made them more willing to embrace a leader who promised to protect them. Walter thus shows how fearmongering is a powerful tool in an ethnic entrepreneur’s toolbox.

While Walter focuses primarily on the civil war in Yugoslavia in this chapter, she also uses examples from around the world, including from Sri Lanka, Syria, India, and Brazil. The civil wars in each of these countries are unique to its specific situation. For example, fighting broke out between Hindus and Buddhists in Sri Lanka, whereas tension occurred between Hindus and Muslims in India. However, the overarching risk factors and patterns that predict civil war are found in each country. The diversity of examples underscores Walter’s primary assertion that we can anticipate the start of a civil war.

Walter also continues to punctuate her narrative with recollections of ordinary people who lived through civil wars. In Chapter 2, she focuses on Berina Kovac and her husband Daris. Both lived in Sarajevo, Bosnia’s capital. They were highly educated and Muslim. Berina and Daris both emphasized how before Milošević’s rise to power, mixed marriages were common in Bosnia. As Milošević ramped up his rhetoric that Serbs needed to live together in a united Yugoslavia, Bosnians split into three ethnonationalist parties: Muslim, Croat, and Serb. Soon, people in Serbia stopped identifying themselves as Yugoslavs and instead by their religious or ethnic identity.

Both Daris and Berina recount specific examples of when things started to change for them. Daris recalls how political leaders from all three parties told lies and spread misinformation to scare their supporters and deepen division. Berina remembers how a Serbian friend at a wedding told her and other partygoers to stop singing a “Turk song” (49). This love song, which dated back to the Ottoman period, was traditionally sung at weddings in Serbia. Berina emphasized, “[W]hen somebody really wants to insult us deeply, they tell us we are Turkish. It eliminates our Bosnian identity and our roots” (50). Anti-Muslim rhetoric continued to worsen until Bosnia descended into civil war. Berina remembers how a co-worker, who was a Serb and someone she once considered a friend, was killed fighting Muslims.

Walter uses Daris and Berina’s recollections to demonstrate how average citizens often do not foresee civil wars. While Daris and Berina now recognize when political and ethnic tension began to worsen in Bosnia, at the time, they were oblivious to these risk factors. Berina only realized that war broke out when she heard machine guns. While Daris and Berina did not recognize the danger signs, the CIA did. The CIA predicted a year and a half before civil war broke out that Milošević and his extremist supporters would start violence and use nationalism to encourage other Serbs to fight. Walter underscores that “experts who study civil war know where to look” (57).

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