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63 pages 2 hours read

Barbara F. Walter

How Civil Wars Start: And How to Stop Them

Nonfiction | Book | Adult | Published in 2022

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Chapter 1Chapter Summaries & Analyses

Chapter 1 Summary: “The Danger of Anocracy”

Walter begins Chapter 1 by describing the experience of Noor, who was a high school student in Baghdad, Iraq, in 2003 when US forces first attacked her country. Prior to the invasion, Saddam Hussein, a brutal dictator, ruled Iraq. Under Saddam’s reign, many Iraqis were poor and lived in fear since they were unable to publicly criticize their government or discuss politics.

Like many other Iraqis, Noor and her family hoped the US invasion represented a critical turning point for Iraq. They believed that the Americans would help institute democratic reforms. Unfortunately, Noor and other Iraqis were wrong: The Americans worsened religious and ethnic factionalism in the country, which led to a civil war.

Walter suggests that two key decisions by US forces in 2003 made this factionalism worse. The first was outlawing Saddam’s political party (known as the Baath Party) and permanently removing all its members, who were primarily Sunni Muslim, from political office. The second was sending Iraqi soldiers home, many of whom were also Sunni Muslim. By doing so, Americans left a power vacuum, which Shia Muslims—whom Saddam intentionally barred from political power—tried to occupy.

Sunni Muslims worried that Shia Muslims would turn on them if they took control of the government to exact revenge for Saddam’s brutal reign. As a result, Sunni Muslims banded together to form militia groups. These militia groups easily recruited more Sunni Muslims from both Iraq’s cities and countryside since people “felt politically and economically aggrieved” (7). Sunni militia groups initially attacked Shia Muslims since they were helping the Americans, but they soon targeted US forces too. Guerilla warfare began in Iraq right before US forces captured Saddam in 2003.

Fighting increased in 2004 and 2005 as Iraqis continued to fracture into numerous religious and regional militias, all of whom were vying for political power. Foreign rivals, including Saudi Arabia, supported these groups with money and weapons, prolonging the conflict. Noor and her family fled Iraq since they were no longer safe in their own country.

Walter turns to describing how researchers determine whether a country is a democracy, autocracy, or anocracy. One of the best datasets for doing so is the Polity Project at the Center for Systemic Peace, which produces a Polity Score. The Polity Score “captures just how democratic or autocratic a country is in any given year” (13). According to Walter, civil wars rarely occur in countries that are fully democratic or fully autocratic. Rather, countries are more prone to civil wars when they have a polity index score that falls within the anocracy zone, which is a transition stage of government between autocracy and democracy—a point that the CIA and political task forces have confirmed.

Anocracies share two main characteristics that exacerbate political instability. First, the government is typically weaker compared to either the autocratic or democratic regime before it. Under autocracies, rulers keep conflict in check through absolute power and repression. Under democracies, citizens can use non-violent means to impact change (e.g., by voting).

Second, the move between autocratic and democratic governments “create[s] new winners and losers” (16). Former individuals who were part of the group in power (i.e., the elites) often worry that the new government might not be fair or protect their interests. Many Iraqis, especially Sunni Muslims who held political power under Saddam, were deeply unhappy with the post-Saddam government, as Walter’s interviews with Noor demonstrated. Sunni Muslims feared for their future. As a result, many believed that they were better off fighting Shia Muslims who were still trying to consolidate power, which led to the civil war.

Walter concludes this chapter by discussing how both newer and once-safe democracies are moving toward authoritarianism. The primary driving force for this backsliding is that elected leaders are ignoring “the guardrails that protect their democracies” (21). Examples of these guardrails include fair and open elections, checks and balances among different government branches, and a free press that documents political accountability. These leaders (who are becoming autocrats) manipulate the public into believing that democratic institutions are not keeping them safe. As a result, many people are willing to give up their freedom for the illusion of greater security. So far, civil war has not yet erupted in a liberal democracy. However, Walter uses Ukraine as a cautionary tale to show how the chance of civil war increases when a democracy slides into an anocracy.

Chapter 1 Analysis

Walter’s goal is to challenge traditional accounts of civil wars, wherein democratic countries are immune from political instability. It is true that citizens who live in democracies have greater civic rights and tend to be wealthier, healthier, and more educated than those who live in autocracies. Democratic governments are also less likely to wage war against their own people or other democratic countries. Nevertheless, Walter underscores that “the road to democracy is a dangerous one” (10). In fact, evidence from around the world suggests that civil wars rise in tandem with democracies. The reason for this phenomenon is that countries rarely move from full autocracies to full democracies “without a rocky transition in between” (11). Countries are most vulnerable to civil war when they are partial democracies, also known as anocracies.

In Chapter 1, Walter explores another key overarching theme of the book: Patterns and Risk Factors for Civil Wars. Walter discusses this theme primarily from the standpoint of the rapid democratization of Iraq and the recent phenomenon of newer and once-safe democracies moving toward autocracies. The purpose of this theme is twofold. First, it shows that civil wars follow patterns across time and space. Second, the theme stresses that we can use these patterns and risk factors as tools to not only predict but, more importantly, also prevent future civil wars.

All the examples in Chapter 1 that either break out in or come close to civil war are anocracies. Anocracies are one of two variables that represent the best predictors of civil war. The second is factionalism, which Walter discusses in Chapter 2.

In regard to Iraq, Walter, like other researchers who study civil war and violent extremism, did not celebrate when American forces captured Saddam Hussein. In fact, she was extremely concerned about Iraq’s democratic transition since the country displayed several key risk factors associated with civil war: political rivalries, deep ethnic and religious tensions, and a group of people (Sunni Muslims) who had just lost all their power. In addition, US forces tried to institute bold and rapid reforms after removing Saddam and his political party from power.

Research documents that rapid democratization can be highly destabilizing under such fractured conditions. Walter notes that “rapid regime change—a six-point or more fluctuation in a country’s polity index score—almost always precedes instability, and civil wars are more likely to break out in the first two years after reform is attempted” (18), as was the case for Iraq. Instead of rapid democratization, Walter argues for slow reform, which “reduces uncertainty for a country’s citizens and is less threatening to incumbent elites, setting a conciliatory tone and providing them with opportunities to gracefully relinquish power” (19). Mexico represents a success story: Its democratic transition lasted approximately 20 years, which enabled the government to remain strong as they implemented democratic reforms.

Until recently, most countries that ended up embroiled in civil war followed Iraq’s path. Once again, people assume that democracies cannot backslide to autocracies. Walter refutes this notion by providing evidence that, since 2000, newer and once-safe liberal democracies have been sliding toward autocracies. In fact, 25 countries have backslid from a democracy to an anocracy, including the US, India, Brazil, Poland, Ukraine, and Hungary. Walter spends several pages discussing Ukraine, in part because the country has come the closest to civil war out of the other democracies. The expansion of the anocracy zone worries Walter and other political scientists because it “almost certainly means that the middle zone is likely to be expanded” (19), increasing the chances of civil wars around the world.

Throughout the book, Walter also focuses on the recollections of ordinary people who have lived through civil wars. These recollections show how civil wars can sneak up on people. Noor’s story illustrates how individuals living in anocracies usually do not notice the warning signs that prelude a civil war. Religious and regional tensions ramped up after US forces invaded Iraq. Prior to this invasion, Noor recounts how no one identified themselves according to religious identities. Noor tells Walter that she did not even know whether her friends were Sunni or Shia Muslim. Everyone identified as Iraqi. However, all this changed after the invasion. People began focusing on religious identities. As noted in Chapter 1, religious and ethnic differences are one sign of political instability because they tear a society’s social fabric apart. Noor and her family did not realize Iraq would erupt into civil war until it was happening.

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