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74 pages 2 hours read

John Dewey

Democracy and Education: An Introduction to the Philosophy of Education

Nonfiction | Book | Adult | Published in 1916

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Chapters 6-10Chapter Summaries & Analyses

Chapter 6 Summary and Analysis: “Education as Conservative and Progressive”

In this chapter, Dewey continues to examine pedagogical theories such as retrospective (focused on the past) and prospective (focused on the future) education. In this context, Dewey examines the work of the German thinker Johann Friedrich Herbart who was the originator of pedagogy as a field of inquiry. Ultimately, Dewey proposes a concept of education as the “continuous reconstruction of experience, an idea which is marked off from education as preparation for a remote future, as unfolding, as external formation, and as recapitulation of the past” (61). This chapter comprises three sections.

1. Education as Formation

The theory of education as formation “denies the existence of faculties and emphasizes the unique role of subject matter in the development of mental and moral disposition” (53). In this way, it stands in contrast to the previously discussed variant of education as training centered around the faculties. This theory suggests that education is the “formation of the mind” which establishes links between content. Herbart was a historical representative of this approach because he did not believe that innate faculties existed. Instead, he thought that the mind could generate different qualities as reactions to the external world.

Therefore, the mind is equivalent to its contents, and the difference in minds is the result of using objects which evoke different reactions. This theory translates into an educational process that depends on interacting with the contents of the mind “submerged below consciousness” (54). Dewey argues that Herbart’s importance lies in his “taking the work of teaching out of the region of routine and accident” (54). However, the problem with this theory is “in ignoring the existence in a living being of active and specific functions which are developed in the redirection and combination which occur as they are occupied with their environment” (54). In other words, Dewey believes that the reciprocal interaction with the environment, both physical and social needs additional emphasis. The relationship with the environment is a focal point of Dewey’s own education theory.

2. Education as a Recapitulation and Retrospection

The recapitulation theory of education is rooted in biology and cultural factors: “The individual develops, but his proper development consists in repeating in orderly stages the past evolution of animal life and human history” (55). In other words, as the child grows, he eventually lands in the present cultural era. Dewey points out that the only people who subscribed to this theory were a small group of Herbart’s followers. Dewey considers this theory to be backward-looking because it primarily references the past. He points out that the biological features of the theory are erroneous because only at an embryonic stage does a human feature the traits of lower forms of life. However, the latter does not occur in stages.

This theory leads to broader questions of nurture versus nature. Dewey asserts that heredity is the “original endowment of an individual” (57), and education must accept him as a unique being. It is up to the environment to address the innate qualities of an individual. For example, if someone lacks the vocal apparatus, then education “must accept this limitation” and work around it (58).

Furthermore, there are limits to the helpfulness of the past. Instead, the present “generates the problems which lead us to search the past for suggestion” (58). The past must be perceived as “the past of the present,” and only then would it be helpful for such areas as imagination (58). Here, again, Dewey emphasizes continuities and connections.

3. Education as Reconstruction

This theory posits that “education is a constant reorganizing or reconstructing of experience” (58). Dewey thus proposes a technical definition of education: “It is that reconstruction or reorganization of experience which adds to the meaning of experience, and which increases ability to direct the course of subsequent experience” (59). Meaning arises from the different connections with the activities in which people take part. Another aspect is the importance of direction. This type of reconstruction is continuous and, therefore, comprises both the active process and the result in contrast to the one-sided theories mentioned earlier. This approach to education encourages each new generation to improve its habits rather than simply reproduce the existing habits. 

Chapter 7 Summary and Analysis: “The Democratic Conception in Education”

This chapter examines three historical approaches to education: the Platonic ideal, the Enlightenment-era individualistic approach rooted in classical Liberalism, and the 19th-century approach to education which focused on subordinating the individual to the newly emergent nation-state. Dewey also uses this chapter to compare the relationship between education in democratic and authoritarian states. This chapter features five sections.

1. The Implications of Human Association

First, Dewey examines the different meanings that the term “society” takes on. These are political, religious, industrial, and interest-based associations. It is important to “extract the desirable traits of forms of community life which actually exist, and employ them to criticize undesirable features” (63). Education is both formative and reflective of different societies. Despotic states feature an appeal to fear. A healthy society, in contrast, features a “diversity of stimulation” which translates into a “challenge to thought” (65). Dewey mentions the Platonic concept of a slave, which exist even where there is no formal slavery, “one who accepts from another the purposes which control his conduct” (65). It is important for a group not to get too closed off by limiting interactions with other groups and the flow of ideas. Some of Dewey’s assessments here are generalizations. For example, the Soviet Union, a 20th-century authoritarian state, featured significant rewards for excellent school performance, such as free university education, and later, social status.

2. The Democratic Ideal

Dewey considers democracy an optimal model for his education theory. Democracy fosters “greater reliance upon the recognition of mutual interests as a factor in social control” (66). This form of government also translates into freer forms of interactions between different communities in a society. Indeed, Dewey considers democracy a “conjoint communicated experience” rather than strictly a form of government (66). Democracy helps consider the actions of others surpassing the “barriers of class, race, and national territory” (66). It is noteworthy that rather than focusing on the individual as the historical subject of liberal democracy, Dewey underscores the communal aspects of democracies.

3. The Platonic Educational Philosophy

Platonic philosophy suggests that “a society is stably organized when each individual is doing that for which he has aptitude by nature in such a way as to be useful to others” (67). According to Plato, a functional society must know its purpose, otherwise its members are subject to accident. Education is linked to the legal system, traditions, as well as institutions of a given society. Therefore, the state must be just to offer proper education. Yet even without a just state, it is possible for philosophers to learn “the proper patterns of true existence” (68). The philosophers could then influence a ruler to use these patterns in state-building. Dewey points out the paradox of Plato’s recognition of the basics of education and the proper functioning of society, while the philosopher lived in a profoundly undemocratic world. After all, ancient Athens called itself a democracy. However, it had a strict class structure and subscribed to slavery.

4. The “Individualistic” Ideal of the Eighteenth Century (69)

Despite the Platonic influence on the Enlightenment philosophes like Jean-Jacques Rousseau, European thinkers of this period focused on the individual and the need to develop diverse individual skills. In a truly progressive society, it was the emancipated human that would “become the organ and agent” (70). Dewey argues that while the Enlightenment thinkers rightfully identified the limits of social classes, their desire for liberation translated into “a worship of nature” (70). It was this concept of nature and its links to science that the philosophes used to argue for a new social order. These thinkers perceived social institutions as limiting and outmoded and thus turned away from them.

5. Education as National and as Social (71)

In contrast, 19th-century pedagogues thought that excessive focus on nature contradicts the very concept of education with all its methodologies and organizations. Europe began to move in the direction of state-linked educational systems that were, in turn, linked to nationalist-minded politics. However, when the state took over the field of education, it “furnished not only the instrumentalities of public education but also its goal” (71). In practice, this state takeover meant that one of the goals of the school system was to supply “the patriotic citizen and soldier and the future state official” (71). In other words, education transformed from the pursuit of personal development to disciplinary training. Germany was one such example. In contrast, Immanuel Kant represented an “earlier individual-cosmopolitan ideal” expressed in his text on Pedagogics (72). Dewey highlights broader problems with education within the nation-state: such education focuses on national loyalty rather than “superior devotion to the things which unite men in common ends” and surpasses the nation-state (75). Therefore, Dewey arrives at the need for more universal values than the cultural specificity embedded in patriotic education. 

Chapter 8 Summary and Analysis: “Aims in Education”

In “Aims in Education,” Dewey examines that very question starting by identifying what an aim is. He asserts that an aim is a decision that comes from within after it becomes conscious and intelligent. Having an aim also presupposes considering all the applicable alternatives. In this way, an authentic aim is “opposed at every point to an aim which is imposed upon a process of action from without” (84). This chapter comprises three sections.

1. The Nature of an Aim

The purpose of education is “to enable individuals to continue their education” (76). The latter is only possible in a democratic society, according to Dewey (76). First, Dewey describes educational aims. He differentiates between ends and results. A result can be an effect (an “exhibition of energy”), such as the wind changing the position of grains in a field, but not an end (77). In contrast, the bees’ actions lead to an end because “they are true terminations” of what came before (77). One could also describe these as being akin to physical and chemical changes, respectively. Aims are always linked to results, which presupposes continuity. Aims also presuppose “an orderly and ordered activity, one in which the order consists in the progressive completing of a process” (78). They are, therefore, directional. Acting with an aim in mind means taking intelligent actions focused on value and meaning.

2. The Criteria of Good Aims

Next, Dewey establishes the criterion for setting aims correctly. An aim “must be an outgrowth of existing conditions” in which the ends are not outside the given activities (79). There is no external authority to impose aims—only one’s own intelligence. When aims first arise, they must also be flexible to “represent a freeing of activities” (80). Setting aims should also consider “not the target but hitting the target” (81). Dewey differentiates between a static and dynamic character of an end. In the case of the former, that end is a “means to something else” (81). And end “which grows up within an activity as plan for its direction is aways both ends and means” rather than isolating the two (81).

3. Applications in Education

First, it is important to recognize that “education as such has no aims” because it is abstract—only the people involved in the process do (82). For educators, aims “mean acceptance of responsibility for the observations, anticipations, and arrangements required in carrying on a function—whether farming or educating” (82). In other words, educators cannot establish their own aims without accounting for the conditions as well as the unique circumstances and needs of each student.

Aims must translate into methods involving “cooperating with the activities of those undergoing instruction” so as to “liberate and to organize their capacities” (83). In other words, learning must be student-focused and interactive with the environment. Dewey also warns of setting ends that are too general or final. Of course, specific activities have general ideas behind them and are linked to other things. Thus, what Dewey means by using “general” in the negative sense is abstraction disconnected from the specific context. Ultimately, “[w]hat a plurality of hypotheses does for the scientific investigator, a plurality of stated aims may do for the instructor” (84). Plurality improves the education process. 

Chapter 9 Summary and Analysis: “Natural Development and Social Efficiency as Aims”

Here, Dewey focuses on general aims as the vantage points for the “specific problems of education” (94). Of particular importance to education are three key factors: development in line with each student’s unique traits, social efficiency, and culture (or “personal mental enrichment”) (94). For Dewey, society continues to play an essential role in fostering the optimal type of education because it cultivates “the power to join freely and fully in shared or common activities” (95). The ninth chapter comprises three sections.

1. Nature as Supplying the Aim

Dewey reminds the reader that general aims are merely points of view rather than a finality. These points of view allow one to “survey the existing conditions” and then assess them (85). Dewey begins with Jean-Jacques Rousseau who asserted that “education is a process of development in accordance with nature” (86), in which the natural was the opposite of social. According to Rousseau, education came from things, men, and nature. The reason pedagogical reformers turned to nature was their frustration with the “artificiality of the scholastic methods” (85).

Dewey thinks Rousseau is correct in his desire to reform education. He argues that there are three key aspects of educational development. They are human biology and the activities for which human bodies are designed; the activities and their uses as they are influenced by others; and the direct relationship with the environment. Dewey believes that by turning to natural development as an aim, the French thinker was able to identify “the means of correcting many evils in current practices” (88). For example, the focus on nature is a focus on bodily health in general. Specifically, physical mobility is important. Finally, the focus on nature allows one to account for unique differences between children, for instance, by observing their natural tendencies. Of course, in the case of the Enlightenment thinkers, their turn to nature was not simply an idea, but “a political dogma” (90). They rebelled against the norms and institutions of their society.

2. Social Efficiency as Aim

Here, Dewey discusses a concept opposite to equating nature with the source of authentic education and society: with evil. This concept is about supplying “what nature fails to secure”—the “habituation of an individual to social control” (90). Simply put, this concept subordinates nature to society. In practice, social efficiency highlights “the importance of industrial competency” (91). This pragmatic approach to education suggests that people need a particular skill set to make a living to survive. However, at times higher education ignored and looked down upon this basic idea of earning a living. Of course, one cannot assume that economic conditions would remain unchanged. Dewey points out the fast pace of technological advancement at the time of writing. Indeed, the early 20th century was the end of the Second Industrial Revolution the developments of which ranged from improving urban infrastructure and transportation to designing sophisticated death machines like the U-boats, chemical weapons, and machine guns used during World War I.

A related concept is one of civil efficiency. Dewey returns to the importance of the environment and social interactions to argue that mental power does not exist in a vacuum but rather involves a relationship with others. Taken to its logical conclusion, “social efficiency is nothing less than that socialization of mind which is actively concerned in making experiences more communicable” (92). Social efficiency can even erode class barriers empowering the “imagination for what men have in common and a rebellion at whatever unnecessarily divides them” (92). In this context, Dewey returns to the question of authentic democracy in an indirect way.

3. Culture as Aim

Dewey defines culture as “something cultivated, something ripened,” which is “opposed to raw and crude” (93). Should nature be defined as having raw qualities, then culture opposes nature. Culture also opposes efficiency when efficiency is reduced to a “narrow range of acts” rather than the meaning of activities (93). Dewey links the opposition between “high worth of personality” and “social efficiency” to feudal, hierarchic societies. In contrast, in an ideal democracy, there should be an “opportunity for development of distinctive capacities be afforded all” (93).

Furthermore, efficiency as an aim should be linked to experience. This aim should not be reduced to external products because this approach makes it materialistic. Instead, this aim should include the less tangible value of experience per se. Dewey argues against opposition between the self-sacrifice to serve others and the pursuit of self-improvement which he compares to the dualism of the material and the spiritual, respectively.

Chapter 10 Summary and Analysis: “Interest and Discipline”

In “Interest and Discipline,” Dewey discusses the relationship between these two aspects of education. He asserts: “Interest and discipline are correlative aspects of activity having an aim” (106). Both are required for optimal education. Having an activity with an aim means “a distinction between an earlier incomplete phase and a later completing phase” (106). Dewey is careful to make aims a part of a continuous process rather than something that is final. In this framework, an interest is “to take things as entering into such a continuously developing situation” in contrast to interpreting them on their own (106). This type of interest allows one to proceed toward the “desired fulfillment” through a process of transformation, which requires both endurance and attention to detail. The process leads to discipline which Dewey calls the “power of continuous attention” (106). This chapter comprises three sections.

1. The Meaning of the Terms

First, Dewey differentiates between observers and participants. The outcome of a particular event is important to the latter but not the former. Possible terms to describe the attitude of a participant in this scenario are “concern” and “interest” (96). In other words, the participant is “bound up with the possibilities of inheriting objects” (96). Dewey connects the terms “interest,” “aims,” and “purpose” (96). Language is important. Examining the meaning of terms is a theme for Dewey throughout Democracy and Education. He seeks to ensure the greatest linguistic clarity, especially for concepts that may have multiple denotations and connotations.

For example, the term “interest” conventionally has several meanings ranging from one’s “personal emotional inclination” to one’s occupation or pursuits (97). Often, it is the personal attitude that receives emphasis when discussing interests. Typically, in education, interest means “merely the effect of an object upon personal advantage or disadvantage” (97). Here, interest has “some features of seductiveness” that are attached to objective material (97). Etymologically, the term “interest” is something that is between and acts as a connector. Being between, in turn, translates into “intermediate conditions” or means (98). Dewey suggests that interest is the middle stage between “the development of existing activating into the foreseen and desired ends” (98). Once again, Dewey looks at the continuity in a process with different phases rather than isolated instances and finalities. As with education, interest is a prerequisite for the work environment.

2. The Importance of the Idea of Interest in Education

Having defined what interest is, Dewey highlights its importance to education. Interest “represents the moving force of objects—whether perceived or presented in imagination—in any experience having a purpose” (100). Once again, Dewey challenges the notion that the mind exists separately from the physical world, while its operations are independent of it. This concept leads to perceiving knowledge as “an external application of purely mental existence” rather than one linked to the environment (100). The assumption is erroneous. For instance, a professional using a typewriter (a computer) thereby interacts with a physical object while carrying out mental tasks.

Instruction from a pedagogue should involve “finding material which will engage a person in specific activities having an aim” that are also of interest to that person (102). In this context, things are “conditions for the attainment of ends” (102). Dewey asserts that the field of education needs a reformed concept of the way the mind works and should be trained. In the past, the field of teaching traditional subjects was protected from constructive criticism.

Like some traditional education theories isolate the mind from the activities in which it engages, so do they isolate the subject matter. For example, entire disciplines like history and branches of mathematics are designed with “each having principles of arrangement complete within itself” (103). Likewise, a school program is divided into “studies” each of which is perceived as being completed by itself.

3. Some Social Aspects of the Question

Dewey asserts that the issues with pedagogical theories are linked to the “conditions of social life” (104). He argues for the need to change social conditions to truly change the realm of education. In some cases, the social conditions are such that people engaging in political and industrial activities are not “capable of full and free interest in their work” (104). Their intelligence “is not adequately engaged” under such conditions. For example, some people may use their academic pursuits primarily as “an asylum of refuge from the hard conditions of life” (104). One of the key problems is the social division between “the laboring classes and leisure classes”—that is, social inequalities under capitalism (105). After all, “the majority of human beings still lack economic freedom,” while economic conditions “still relegate many men to a servile status” (105). Schools cannot fully escape these overarching circumstances. However, they may contribute to “the type of intellectual and emotional disposition which it forms to the improvement of those conditions” (105).

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