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66 pages 2 hours read

Anthony Burgess

A Clockwork Orange

Fiction | Novel | Adult | Published in 1962

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Part 1, Chapters 4-7Chapter Summaries & Analyses

Part 1, Chapter 4 Summary

Alex wakes up the next morning following a disturbing dream in which he was chased and beaten by Georgie and Dim. He decides not to go to school and chooses to sleep in, take a trip to the record shop, and maybe make his afternoon classes. However, before he can get back to sleep, his “Post-Corrective Advisor” (43), P.R. Deltoid, shows up at the door to check in on Alex. Deltoid hints that he knows Alex and his droogs have been engaging in criminal activity, but since he cannot prove it, he can only warn Alex of a potential comeuppance.

After Deltoid leaves, Alex muses about why he behaves the way he does and why he is drawn to violence and crime—but only for a moment. He thinks he simply does what he likes. He spies an article in the newspaper about “Modern Youth” and reads it, wanting to know what the older generation thinks of him and his cohort. He scoffs at the notion, expressed by the journalist, that “Great Music” and “Great Poetry would likely quieten Modern Youth down and make Modern Youth more civilized” (48-49). In his experience, music exacerbates and excites all his violent impulses.

This propels him to his favorite record store, where the proprietor procured Beethoven’s Ninth Symphony for him. While in the store, he meets two young girls, about 10 years old. They are also playing hooky and are trying to look older than they are, and Alex invites them back to his flat. He decides he will miss school for the rest of the day to listen to music and entertain these unfortunate girls. He allows them to play their records first while plying them with strong alcoholic drinks. When he puts on the Ninth and injects himself with drugs, his violent impulses overwhelm him, and he rapes both girls repeatedly: “This time they thought nothing fun and stopped creeching with high mirth, and had to submit to the strange and weird desires of Alexander the Large” (53). He claims it is all part of their education. He finally lets them go and then falls asleep to the music.

Part 1, Chapter 5 Summary

Alex wakes up in the early evening. He feigns politeness with his parents, who are both exasperated and worried. His father recounts a dream he had in which Alex was beaten up and cannot defend himself. Alex dismisses this notion, concedes to eating some dinner with his parents, and then readies himself to go out for the evening.

When he leaves the building, however, his droogs are already there waiting for him. They already went to the milkbar and drank spiked beverages, and they are spoiling for a confrontation. Georgie explains to Alex that he is no longer allowed to tease (or punch) Dim: “‘All right, no more picking on Dim, brother. That’s part of the new way’” (59). Georgie also takes charge of the plans for the evening. The gang is no longer going to rely on small heists and harassments: Georgie heard about an old woman who has a fortune in her home. They are going to embark on a “mansize crast,” or robbery (60). Before they can agree on the plans, Alex springs: He slashes both Georgie and Dim with his switchblade, only enough to wound them slightly and reestablish his dominant role. Once everyone calms down, Alex allows Georgie to continue with his original plans: “Well, the real horrorshow leader knows always when like to give and show generous to his like unders” (64). The gang strikes out on their criminal adventure.

Part 1, Chapter 6 Summary

The house—called the Manse—is in a wealthy part of town. Peering through the window, Alex can see lots of elegant and expensive loot, from paintings to clocks to vases. He tries to trick the elderly woman into letting the group in to use the telephone, but she will not comply. He breaks a side window and crawls through. He decides not to let the rest of the gang in until he finishes the job as he wants to teach them a lesson about who is the most capable.

Things do not go as planned. Alex spies a statue of Beethoven and decides he must have it. The woman, however, is stronger and angrier than he expects, and she pummels him in the face after he trips over her cats. He hears police sirens in the distance and makes a run for the front door. Dim is standing there waiting for him. He whips Alex in the eyes with his chain and leaves him for the police to find. The police are delighted to finally have the infamous Alex in their custody. Despite his demands that his companions be found, Alex is the only one who will be punished. Georgie, Pete, and Dim get away.

Part 1, Chapter 7 Summary

Alex requests a lawyer once they arrive at the station, but the police simply laugh at him. They beat him so ferociously that he begs for mercy. Afterward, the police call in his caseworker, P.R. Deltoid, who dismisses Alex and spits in his face. Alex is in shock: His droogs betrayed him, the police assaulted him, and his caseworker insulted him. He writes out and signs a full confession of his recent crimes. He is put in a holding cell and finally drifts off to sleep, dreaming of Beethoven’s Ninth. He is abruptly awakened by an officer, who takes him to the chief. Alex is informed that the old woman died, and he will be tried for murder.

Part 1, Chapters 4-7 Analysis

The ominous atmosphere that concluded the previous chapters comes to fruition by the end of Part 1. Alex’s hubris—his sense that he is special, a natural-born leader, and a wily operator—will ultimately lead to his downfall. It is a biblical progression; as the adage says, pride goes before the fall. Still, it is notable that Alex never expresses remorse, only self-pity and a constant stream of opprobrium directed at everyone else, especially his fellow droogs. Nothing is his fault, Alex insists; his sense of self is marred by narcissism.

As in the previous three chapters, Alex’s disdain for authority, in whatever form, is pronounced. He is disrespectful toward his parents and has no patience for the condescending tone of his Post-Corrective Officer, who continuously calls him “little Alex” (43-46). Though Alex’s disrespectful behavior is inappropriate and his criminal behavior is undeniably disturbing, the author displays some sympathy for the generational divide that separates Alex from the authority figures in his life. His parents are hapless, with no idea how to communicate with their son, and they seem to have instilled virtually no values in him. Alex’s love of music and his fastidious manners seem to be sui generis. In addition, his caseworker shows him nothing but contempt, culminating in the shocking act of spitting in his face. As the police brutally beat him, Alex cries out, “if all you bastards are on the side of the Good then I’m glad I belong to the other shop” (81). It is difficult to empathize with Alex, though the author makes it clear that Alex is, at least on occasion, a figure worthy of the reader’s consideration. Alex belongs within the long tradition of antiheroes; from Satan in Paradise Lost to Holden Caulfield in The Catcher in the Rye or Bigger Thomas in Native Son, the antihero’s typical amorality and lack of control (as well as self-control) describe “little Alex” well.

There is also the suggestion within this section that Alex’s impulses may not necessarily be entirely his own. When he sits down to breakfast after Deltoid leaves the apartment, he reads the newspaper: “The gazetta was the usual about ultra-violence and bank robberies and strikes and footballers making everybody paralytic with fright by threatening not to play next Saturday if they did not get higher wages” (47). There are also advertisements for “bigger stereo TV screens and offers of free packets of soapflakes in exchange for the labels on soup-tins” (47). It appears as if the noise of consumer capitalism, coupled with the decay of post-war modern society (evident in violence and theft), engenders exactly the kind of behavior that Alex displays. Consumer capitalism fuels the modern malaise and underlying discontent that leads to Alex’s violent impulses. He is mimicking what he sees in the newspapers and on TV. He does exactly what he likes—he thinks, “what I do I do because I like to do” (47)—in both senses of the phrase: He commits violent acts without oversight or self-control and because he “likes” and enjoys, committing such acts. This is explored more in Themes, particularly Free Will as Essential for Humanity.

In addition, Alex’s misjudgments and missteps throughout this section speak to a kind of guilelessness that belies his youth. Part 1 ends after he learns that he has committed manslaughter, and he admits that he is just 15 years old. His insistence that he take on the mantle of gang leader—directing all of their unlawful activities, lashing out when he is insulted, and engaging in physical altercations to assert dominance—leads to unintended consequences. Alex is so self-absorbed, in typical teenage fashion, that he cannot read the room. He is oblivious when he offends his droogs, and he is just arrogant enough to believe he is teaching them a lesson or putting them in their place: “So they knew now who was master and leader, sheep, thought I” (63). Not coincidentally, this is also how he frames his sexual assault on the two preteen girls he picks up in the record shop: “Well, if they would not go to school they must still have their education. And education they had had” (53-54). Later, during the ill-fated break-in at the Manse, Alex conceitedly decides to commit the robbery on his “oddy knocky,” on his own: “I would show these fickle and worthless droogs of mine that I was worth the whole three of them and more [. . .] They must learn all about leadership” (69). Alex is the self-appointed arbiter of manners, leader of men, and educator of young women until the authority that he scorns catches up with him, largely due to his own inflated sense of self-importance.

There is also the matter of betrayal explored here: Alex suffers the consequences of his actions against his companions, and Dim has his revenge. Alex’s impulsivity stands in stark contrast to Dim’s patience. Dim has been biding his time, waiting for an opportunity to strike back, which leads one to rethink the appropriateness of his nickname. Dim might not be so dim, after all. As he says to Alex after he whips him in the eyes with his chain, “I don’t like you should do what you done, old droogy. Not right it wasn’t to get on to me like the way you done, brat” (73). If there is honor among thieves, as Alex himself suggested in the first chapter by echoing the Three Musketeers, then Alex has broken that code. His comeuppance is upon him.

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